Joseph Gerard Michaletz (Joseph Michaletz) - Customer Disputes Filed Involving Financial Advisor/Broker Joseph Michaletz
Joseph Gerard Michaletz (Joseph Michaletz) - Customer Disputes Filed Involving Financial Advisor/Broker Joseph Michaletz
Joseph Michaletz was a previously licensed financial advisor/broker with Concorde Investment Services, LLC.
According to Joseph Michaletz’ BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Joseph Michaletz
Customer Dispute 1/8/20:
Clients are alleging the investment was an unsuitable product, breach of contract and breach of fiduciary duty. This customer dispute is pending and seeks $550,000 in damages.
Customer Dispute 12/4/19:
Claimants allege that investments in GPB products were unsuitable. In 2015, Claimants invested $250,000 in GPB Holdings I during Representative's association with respondent Triad. Per the Statement of Claim, Claimants invested $650,000 in other GPB products during Joseph Michaletz’ association with co-respondent, Concorde Investment Services LLC. This customer dispute is pending.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Joseph Michaletz, you may be able to recover your losses. If you lost money on investments with Joseph Michaletz and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joseph Michaletz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joseph Michaletz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/31/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.